K020 $K^+ \to \pi^+ e^{\pm}\mu^{\mp}$

LFV charged-kaon semileptonic decay
Status REVIEWED VERIFIED High Code: NO Priority Medium

PDG / equivalent values

Observable Value Year Experiment / source Provenance
BR(K+ $ \to \pi^+ \mu^+$ e-) $BR(K+ \to \pi^+ \mu^+ e^-) < 1.3 x 10^-11 (90% CL)$
90% CL (upper_limit)
2025 PDG Live / PDG API listing S010.29, 2025 edition source ↑
BR(K+ $ \to \pi^+ \mu^+$ e-) Sher/BNL E865 final $BR(K+ \to \pi^+ \mu^+ e^-) < 2.1 x 10^-11 (90% CL, BNL E865 only)$
90% CL (upper_limit)
2005 A. Sher et al. (BNL E865), Phys. Rev. D 72, 012005 (2005) source ↑
BR(K+ $ \to \pi^+ \mu^-$ e+) $BR(K+ \to \pi^+ \mu^- e^+) < 6.6 x 10^-11 (90% CL)$
90% CL (upper_limit)
2025 PDG Live / PDG API listing S010.25, 2025 edition source ↑

Why this constrains the RS scan

This is a SECONDARY this catalog wave entry; see flavor\_catalog/PRIORITY\_TIERS.md for the tier policy. K020 is a charged-kaon LFV companion to the neutral-kaon LFV channel K019. At the quark level it probes \(\Delta S=1\) semileptonic LFV transitions \(s\to d\,e\mu\), not the already implemented \(\Delta F=2\) meson-mixing lane. In a quark-only anarchic RS scan it is outside the minimal implemented surface, but in lepton-bulk or seesaw-extended RS models nonuniversal fermion localization can generate off-diagonal quark and lepton couplings to KK gauge bosons, shifted \(Z\) bosons, or Higgs/scalar states. Those effects match onto vector, scalar, or tensor four-fermion operators of the form \((\bar s\Gamma d)(\bar e\Gamma'\mu)\). Dipole LFV constraints such as \(\mu\to e\gamma\) are correlated through the same lepton-sector spurions but do not by themselves implement the \(K\to\pi e\mu\) rate.

What's changed since the original paper

The BNL E865 Sher et al. 2005 paper remains the canonical source for \(K^+\to\pi^+\mu^+e^-\), with a \(2.1\times10^{-11}\) E865-only limit and \(1.3\times10^{-11}\) after combination with earlier E865 and E777 data. The key post-2008 experimental update is NA62 2021, arXiv:2105.06759, which sets \({\cal B}(K^+\to\pi^+\mu^-e^+)<6.6\times10^{-11}\) and improves the previous limit by about one order of magnitude for that charge assignment. For post-CFW theory context, Beneke, Moch, and Rohrwild 2015 (arXiv:1508.01705) provide a full 5D RS treatment of charged-lepton flavor violation, including dipole, \(\mu\to3e\), conversion, and custodial-model effects. Angelescu, Faroughy, and Sumensari 2020 (arXiv:2002.05684) give a modern EFT treatment of quark-lepton LFV operators and explicitly list low-energy semileptonic modes such as \(K\to\pi \ell_k^\pm\ell_l^\mp\). These sources matter because K020 cannot be obtained by reusing a pure kaon-mixing Wilson coefficient or the existing \(\mu\to e\gamma\) dipole check.

Validity and model dependence

Experimentally, these are clean upper limits on forbidden SM processes, so the observable entry is an upper-limit constraint rather than an averaged nonzero measurement. The mapping to RS parameters is model dependent. A usable constraint needs a convention for the lepton bulk profiles or seesaw spurions, the quark-lepton operator basis, and the \(K\to\pi\) hadronic form factors for vector/scalar/tensor structures. The two charge assignments should be kept separate because models with chiral lepton couplings can populate them differently. Existing \(\mu\to e\gamma\), \(\mu\to3e\), and conversion limits can dominate in many lepton-sector choices, but they do not eliminate the need for a semileptonic kaon rate when quark-flavor violation is present.

Code coverage in this repo

NO. A repository search over quarkConstraints/, qcd/, flavorConstraints/, neutrinos/, yukawa/, warpConfig/, solvers/, scanParams/, and tests/. The K020-specific grep found only generic LFV metadata and the existing \(\mu\to e\gamma\) dipole module, e.g. flavorConstraints/muToEGamma.py:75 and scanParams/scan.py:524. Broader greps find the implemented \(\Delta F=2\) surfaces such as quarkConstraints/deltaf2.py:755 for \(\Delta m_K\), and the modern policy system list at quarkConstraints/modern/phenomenology.py:23 contains only \(\varepsilon_K\), \(K\), \(B_d\), \(B_s\), and \(D0\). There is no \(K^+\to\pi^+e\mu\) observable, likelihood, operator basis, or test.

Linked evidence (opens GitHub blob at flavor-catalog-website/2026q2):

Implementation difficulty

HIGH. A production implementation would need a new \(\Delta S=1\) semileptonic LFV operator basis, RS matching for simultaneous quark and lepton flavor violation, and a \(K\to\pi e\mu\) rate calculation with the relevant hadronic form factors. The existing \(\Delta F=2\) and \(\mu\to e\gamma\) code paths cannot be adapted by a threshold change or a simple constant replacement.

Reason: Requires a new $\Delta S = 1$ semileptonic LFV operator basis, $K \to \pi$ form-factor/rate calculation, and lepton-sector RS matching; existing $\Delta F = 2$ and $\mu \to e \gamma$ machinery cannot provide this observable.

Key references

Process-local source keys before bibliography consolidation: PDG2025\_Kplus\_LFV\_semileptonic, Sher2005\_Kplus\_piplus\_mup\_em, NA622021\_Kplus\_piplus\_mum\_ep, CFW2008\_RS\_flavor, BenekeMochRohrwild2015\_RS\_LFV, and AngelescuFaroughySumensari2020\_semileptonic\_LFV.
Source SHAs
6 snapshot(s) tracked in flavor_catalog/processes/secondary/kaon/K020.yaml
Access dates
2026-05-17
Worklog
flavor_catalog/worklogs/K020/
LaTeX source
flavor_catalog/processes/secondary/kaon/K020.tex
Anchors generated
2026-05-18T01:54:04Z

PDG2025:K020:Kplus_piplus_mup_em_limit

https://pdgapi.lbl.gov/listings/S010.29
accessed 2026-05-17 sha 8ddac950390a... snapshot K020/pdg2025_kplus_lfv_semileptonic_api.txt RESOLVED
related_data_identifier S010R49
RESOLVED
Match snapshot line 18
L15:   "description": "K+ --> pi+ mu+ e-",
L16:   "related_data": [
L17:     {
L18:       "pdgid": "S010R49",
L19:       "description": "G(K+ --> pi+ mu+ e-)/G(total)",
L20:       "note": "Test of lepton family number conservation.",
L21:       "measurements": [
display BR(K+ -> pi+ mu+ e-) < 1.3 x 10^-11 (90% CL)
RESOLVED
Match snapshot line 7
L4: Listing URLs: https://pdgapi.lbl.gov/listings/S010.29 and https://pdgapi.lbl.gov/listings/S010.25
L5: 
L6: --- Selected summary rows from S010 branching_fractions ---
L7: S010.29	K+ --> pi+ mu+ e-	<1.3 E-11	90.0	OUR AVERAGE
L8: S010.25	K+ --> pi+ mu- e+	<6.6 E-11	90.0	OUR AVERAGE
L9: 
L10: --- Listing S010.29: K+ --> pi+ mu+ e- ---
Snapshots live under flavor_catalog/references/<process_id>/. Source-line anchoring is automated; the status pill reflects match confidence, not editorial review.

Sher2005:K020:Kplus_piplus_mup_em_e865_only_limit

https://arxiv.org/abs/hep-ex/0502020
accessed 2026-05-17 sha 0ae93baf10b7... snapshot K020/sher_2005_arxiv_hep_ex_0502020.txt AMBIGUOUS
display BR(K+ -> pi+ mu+ e-) < 2.1 x 10^-11 (90% CL, BNL E865 only)
AMBIGUOUS
Match 1 of 3 snapshot line 29
L26: <meta property="og:image:width" content="1200" />
L27: <meta property="og:image:height" content="700" />
L28: <meta property="og:image:alt" content="arXiv logo"/>
L29: <meta property="og:description" content="Based on results of a search for the lepton-family-number-violating decay $K^+ \to π^+μ^+ e^-$ with data collected by experiment E865 at the Alternating Gradient Synchrotron of Brookhaven National Laboratory, we place an upper limit on the branching ratio at $2.1 \times 10^{-11}$ (90% C.L.). Combining the results with earlier E865 data and those of a previous experiment, E777, an upper limit on the branching ratio of $1.3 \times 10^{-11}$ (90% C.L.) is obtained."/>
L30: <meta name="twitter:site" content="@arxiv"/>
L31: <meta name="twitter:card" content="summary"/>
L32: <meta name="twitter:title" content="An Improved upper limit on the decay K^+ -&gt; pi^+ mu^+ e^-"/>
Match 2 of 3 snapshot line 40
L37:   <script src="//cdn.jsdelivr.net/npm/js-cookie@2/src/js.cookie.min.js" type="text/javascript"></script>
L38:   <script src="//cdn.jsdelivr.net/npm/dompurify@2.3.5/dist/purify.min.js"></script>
L39:   <script src="/static/browse/0.3.4/js/toggle-labs.js?20241022" type="text/javascript"></script>
L40:   <script src="/static/browse/0.3.4/js/cite.js" type="text/javascript"></script><meta name="citation_title" content="An Improved upper limit on the decay K^+ -&gt; pi^+ mu^+ e^-" /><meta name="citation_author" content="Sher, Aleksey" /><meta name="citation_author" content="Appel, R." /><meta name="citation_author" content="Atoyan, G. S." /><meta name="citation_author" content="Bassalleck, B." /><meta name="citation_author" content="Bergman, D. R." /><meta name="citation_author" content="Cheung, N." /><meta name="citation_author" content="Dhawan, S." /><meta name="citation_author" content="Do, H." /><meta name="citation_author" content="Egger, J." /><meta name="citation_author" content="Eilerts, S." /><meta name="citation_author" content="Harold, W." /><meta name="citation_author" content="Issakov, V. V." /><meta name="citation_author" content="Kaspar, H." /><meta name="citation_author" content="Kraus, D. E." /><meta name="citation_author" content="Lazarus, D. M." /><meta name="citation_author" content="Lichard, P." /><meta name="citation_author" content="Lowe, J." /><meta name="citation_author" content="Lozano, J." /><meta name="citation_author" content="Ma, H." /><meta name="citation_author" content="Majid, W." /><meta name="citation_author" content="Pislak, S." /><meta name="citation_author" content="Poblaguev, A. A." /><meta name="citation_author" content="Rehak, P." /><meta name="citation_author" content="Sher, A." /><meta name="citation_author" content="Thompson, J. A." /><meta name="citation_author" content="Truoel, P." /><meta name="citation_author" content="Zeller, M. E." /><meta name="citation_doi" content="10.1103/PhysRevD.72.012005" /><meta name="citation_date" content="2005/02/09" /><meta name="citation_online_date" content="2005/07/11" /><meta name="citation_pdf_url" content="https://arxiv.org/pdf/hep-ex/0502020" /><meta name="citation_arxiv_id" content="hep-ex/0502020" /><meta name="citation_abstract" content=" Based on results of a search for the lepton-family-number-violating decay $K^+ \to \pi^+\mu^+ e^-$ with data collected by experiment E865 at the Alternating Gradient Synchrotron of Brookhaven National Laboratory, we place an upper limit on the branching ratio at $2.1 \times 10^{-11}$ (90% C.L.). Combining the results with earlier E865 data and those of a previous experiment, E777, an upper limit on the branching ratio of $1.3 \times 10^{-11}$ (90% C.L.) is obtained." />
L41: </head>
L42: 
L43: <body  class="with-cu-identity">
Match 3 of 3 snapshot line 180
L177: 
L178: 
L179:     <blockquote class="abstract mathjax">
L180:             <span class="descriptor">Abstract:</span>  Based on results of a search for the lepton-family-number-violating decay $K^+ \to \pi^+\mu^+ e^-$ with data collected by experiment E865 at the Alternating Gradient Synchrotron of Brookhaven National Laboratory, we place an upper limit on the branching ratio at $2.1 \times 10^{-11}$ (90% C.L.). Combining the results with earlier E865 data and those of a previous experiment, E777, an upper limit on the branching ratio of $1.3 \times 10^{-11}$ (90% C.L.) is obtained.
L181:     </blockquote>
L182: 
L183:     <!--CONTEXT-->
Snapshots live under flavor_catalog/references/<process_id>/. Source-line anchoring is automated; the status pill reflects match confidence, not editorial review.

PDG2025:K020:Kplus_piplus_mum_ep_limit

https://pdgapi.lbl.gov/listings/S010.25
accessed 2026-05-17 sha 8ddac950390a... snapshot K020/pdg2025_kplus_lfv_semileptonic_api.txt RESOLVED
related_data_identifier S010R39
RESOLVED
Match snapshot line 143
L140:   "description": "K+ --> pi+ mu- e+",
L141:   "related_data": [
L142:     {
L143:       "pdgid": "S010R39",
L144:       "description": "G(K+ --> pi+ mu- e+)/G(total)",
L145:       "note": "Test of lepton family number conservation.",
L146:       "measurements": [
display BR(K+ -> pi+ mu- e+) < 6.6 x 10^-11 (90% CL)
RESOLVED
Match snapshot line 8
L5: 
L6: --- Selected summary rows from S010 branching_fractions ---
L7: S010.29	K+ --> pi+ mu+ e-	<1.3 E-11	90.0	OUR AVERAGE
L8: S010.25	K+ --> pi+ mu- e+	<6.6 E-11	90.0	OUR AVERAGE
L9: 
L10: --- Listing S010.29: K+ --> pi+ mu+ e- ---
L11: {
Snapshots live under flavor_catalog/references/<process_id>/. Source-line anchoring is automated; the status pill reflects match confidence, not editorial review.